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Detailed Report
ANNETTE LOUISE SCHIAVONE
ANNETTE SCHIAVONE
CRD#: 4815949
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1300 THAMES STREET
BALTIMORE, MD 21231
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2006 (2 years)2 FIRMS2006 - 2007 (<1 year)2 FIRMS2007 - 2008 (1 year)2 FIRMS2009 - 2011 (2 years)2 FIRMS2011 - 2012 (<1 year)2 FIRMS2012 - Present (12 years)IAMETLIFE SECURITIES INC. (CRD# 14251)2007 - 2007 (<1 year)
Disclosure(s)
View By:
6/21/2011
Customer Dispute
Settled
License(s)

State Registrations

B
Maryland 12/10/2012
B
Virginia 1/5/2022
IA
Maryland 12/10/2012

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1300 THAMES STREET, BALTIMORE, MD 21231
Registered with this firm since 12/10/2012
B
MORGAN STANLEY (CRD#:149777)
1300 THAMES STREET, BALTIMORE, MD 21231
Registered with this firm since 12/3/2012
Previous Registration(s)
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IA
 11/11/2011 - 09/13/2012 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) VIENNA, VA
B
 11/10/2011 - 09/13/2012 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) VIENNA, VA
IA
 02/13/2009 - 10/06/2011 IC ADVISORY SERVICES, INC. (CRD#:140190) BEDMINSTER, NJ
B
 02/13/2009 - 10/06/2011 THE INVESTMENT CENTER, INC. (CRD#:17839) BEDMINSTER, NJ
IA
 11/02/2007 - 11/25/2008 THE AYCO COMPANY,L.P. (CRD#:106693) PARSIPPANY, NJ
B
 11/02/2007 - 11/25/2008 MERCER ALLIED COMPANY, L.P. (CRD#:37404) PARSIPPANY, NJ
IA
 01/26/2007 - 09/07/2007 METLIFE SECURITIES INC. (CRD#:14251) BALTIMORE, MD
B
 12/19/2006 - 09/07/2007 METLIFE SECURITIES INC. (CRD#:14251) BALTIMORE, MD
B
 12/19/2006 - 07/09/2007 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) BALTIMORE, MD
IA
 08/31/2004 - 08/07/2006 MORGAN STANLEY (CRD#:7556) LUTHERVILLE, MD
B
 07/12/2004 - 08/07/2006 MORGAN STANLEY DW INC. (CRD#:7556) LUTHERVILLE, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.