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KELSY MARIE PHINNEY
KELSY MARIE WALSH MS., KELSY MARIE WALSH, KELSY WALSH
CRD#: 4815083
IA
Investment Adviser
B
Broker
PUTNAM INVESTMENT MANAGEMENT, LLCCRD#: 106629 100 FEDERAL ST
BOSTON, MA 02110
FRANKLIN DISTRIBUTORS, LLCCRD#: 109064 Charlotte, NC
Registration History
200420062008201020122014201620182020202220242026BFRANKLIN DISTRIBUTORS, LLC (CRD# 109064)2024 - Present (<1 year)IAPUTNAM INVESTMENT MANAGEMENT, LLC (CRD# 106629)2019 - Present (5 years)BPUTNAM RETAIL MANAGEMENT LIMIT... (CRD# 7325)2015 - 2024 (9 years)BRS FUNDS DISTRIBUTOR LLC (CRD# 165753)2014 - 2014 (<1 year)BGUARDIAN INVESTOR SERVICES LLC (CRD# 6635)2006 - 2014 (7 years)BFAM DISTRIBUTORS, INC. (CRD# 4100)2004 - 2006 (1 year)
License(s)

State Registrations

B
California 7/2/2024

B
Massachusetts 7/2/2024

B
Connecticut 7/2/2024

B
New York 7/2/2024

B
Florida 7/2/2024

B
North Carolina 7/2/2024

B
Georgia 7/2/2024

B
South Carolina 7/2/2024

IA
Massachusetts 11/27/2019

B
Tennessee 7/2/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
FRANKLIN DISTRIBUTORS, LLC (CRD#:109064)
Charlotte, NC
Registered with this firm since 7/2/2024

IA
PUTNAM INVESTMENT MANAGEMENT, LLC (CRD#:106629)
100 FEDERAL ST, BOSTON, MA 02110
Registered with this firm since 11/27/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/20/2015 - 07/02/2024 PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (CRD#:7325) BOSTON, MA
B
06/02/2014 - 12/01/2014 RS FUNDS DISTRIBUTOR LLC (CRD#:165753) SAN FRANCISCO, CA
B
09/07/2006 - 06/02/2014 GUARDIAN INVESTOR SERVICES LLC (CRD#:6635) NEW YORK, NY
B
10/20/2004 - 08/25/2006 FAM DISTRIBUTORS, INC. (CRD#:4100) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.