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Detailed Report
MATTHEW GRANT GEHRING
MATT GEHRING, MATTHEW G GEHRING, MATTHEW GEHRING
CRD#: 4814336
IA
Investment Adviser
B
Broker
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 9800 Schwab Way
LONE TREE, CO 80124
CHARLES SCHWAB & CO., INC.CRD#: 5393 9800 Schwab Way
Lone Tree, CO 80124
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2010 - 2014 (3 years)IASCHWAB WEALTH ADVISORY, INC. (CRD# 159035)2022 - Present (2 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2014 - Present (10 years)BJANUS DISTRIBUTORS LLC (CRD# 28832)2006 - 2010 (4 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2006 (<1 year)BBANC ONE SECURITIES CORPORATION (CRD# 16999)2004 - 2005 (<1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2022 - 2023 (<1 year)IASCHWAB WEALTH ADVISORY, INC. (CRD# 159035)2014 - 2022 (8 years)
Disclosure(s)
View By:
1/13/2025
Customer Dispute
Denied
12/5/2016
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 10/1/2014
B
Missouri 6/11/2020
B
California 9/3/2014
B
Montana 8/31/2022
B
Colorado 9/3/2014
B
Nevada 11/3/2014
IA
Colorado 12/1/2022
B
New Jersey 8/31/2022
B
Connecticut 8/31/2022
B
New York 7/21/2015
B
Florida 6/15/2015
B
North Carolina 5/12/2015
B
Georgia 3/21/2016
B
Ohio 8/31/2022
B
Idaho 11/10/2014
B
Oregon 8/31/2022
B
Illinois 12/18/2014
B
Pennsylvania 1/18/2025
B
Iowa 8/31/2022
B
South Carolina 1/13/2021
B
Kansas 3/13/2018
B
South Dakota 8/31/2022
B
Kentucky 4/1/2015
B
Tennessee 1/2/2015
B
Louisiana 8/31/2022
B
Texas 1/2/2020
B
Maryland 8/31/2022
B
Utah 11/30/2017
B
Massachusetts 8/31/2022
B
Virginia 10/28/2014
B
Michigan 3/2/2015
B
Washington 12/1/2014
B
Minnesota 8/3/2024
B
Wisconsin 4/22/2015
B
Mississippi 8/31/2022

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SCHWAB WEALTH ADVISORY, INC. (CRD#:159035)
9800 Schwab Way, LONE TREE, CO 80124
Registered with this firm since 12/1/2022
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
9800 Schwab Way, Lone Tree, CO 80124
Registered with this firm since 9/3/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/31/2022 - 03/28/2023 CHARLES SCHWAB & CO., INC. (CRD#:5393) ENGLEWOOD, CO
IA
 09/03/2014 - 11/01/2022 SCHWAB WEALTH ADVISORY, INC. (CRD#:159035) Lone Tree, CO
IA
 12/06/2010 - 07/17/2014 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) GREENWOOD VILLAGE, CO
B
 10/21/2010 - 07/17/2014 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) GREENWOOD VILLAGE, CO
B
 03/03/2006 - 10/22/2010 JANUS DISTRIBUTORS LLC (CRD#:28832) DENVER, CO
B
 07/06/2005 - 03/01/2006 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
 08/02/2004 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.