• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Troy T Spencer
TROY T SPENCER, TROY TY SPENCER SR, Troy Ty Spencer Sr., Troy Spencer
CRD#: 4814326
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 5931 FM 2920
SPRING, TX 77388
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2017 - 2021 (4 years)2 FIRMS2021 - Present (3 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2008 - 2013 (4 years)BPRUCO SECURITIES, LLC. (CRD# 5685)2004 - 2005 (<1 year)
License(s)

State Registrations

B
California 11/9/2021

B
South Carolina 11/9/2021

B
Florida 7/15/2022

B
Tennessee 1/9/2025

B
Maryland 6/7/2022

B
Texas 11/2/2021

B
New Jersey 11/9/2021

IA
Texas 11/2/2021

B
North Carolina 11/2/2021

B
Virginia 11/9/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
5931 FM 2920, SPRING, TX 77388
Registered with this firm since 11/2/2021

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
5931 FM 2920, SPRING, TX 77388
Registered with this firm since 11/2/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/10/2017 - 10/15/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) THE WOODLANDS, TX
B
05/12/2017 - 10/15/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) THE WOODLANDS, TX
B
11/26/2008 - 02/04/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) WOODBRIDGE, VA
B
09/03/2004 - 06/06/2005 PRUCO SECURITIES, LLC. (CRD#:5685) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.