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PETER JOSEPH WESSNER
PETER WESSNER
CRD#: 4813081
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 800 Bering Dr Ste 105
Houston, TX 77057
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2009 (4 years)2 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - 2019 (6 years)2 FIRMS2019 - Present (5 years)
Disclosure(s)
View By:
4/28/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Georgia 7/3/2023

B
Texas 3/19/2019

B
North Carolina 3/28/2019

IA
Texas 3/19/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
800 Bering Dr Ste 105, Houston, TX 77057
Pearland, TX
Registered with this firm since 3/19/2019

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
800 Bering Dr Ste 105, Houston, TX 77057
Pearland, TX
Registered with this firm since 3/19/2019

Previous Registration(s)
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IA
12/17/2012 - 03/26/2019 B RILEY WEALTH MANAGEMENT (CRD#:2543) HOUSTON, TX
B
12/17/2012 - 03/26/2019 B. RILEY WEALTH MANAGEMENT (CRD#:2543) HOUSTON, TX
IA
10/01/2010 - 12/14/2012 SANDERS MORRIS HARRIS INC. (CRD#:20580) HOUSTON, TX
B
10/01/2010 - 12/14/2012 SANDERS MORRIS HARRIS INC. (CRD#:20580) HOUSTON, TX
IA
05/27/2009 - 10/04/2010 ABSHIER, WEBB, DONELLY, & BAKER, INC. (CRD#:104051) HOUSTON, TX
B
05/27/2009 - 10/04/2010 ABSHIER WEBB DONNELLY & BAKER, INC. (CRD#:104051) HOUSTON, TX
IA
08/25/2004 - 05/11/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
B
08/06/2004 - 05/11/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.