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JOI AIESHA THOMPSON
CRD#: 4812295
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI PRIVATE BANK
1101 PENNSYLVANIA AVE, NW, 11TH FLOOR
WASHINGTON, DC 20004
Registration History
201220142016201820202022202420262 FIRMS2012 - 2013 (1 year)2 FIRMS2013 - 2018 (4 years)3 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
California 7/26/2022

B
Massachusetts 7/26/2022

B
Colorado 7/26/2022

B
New Jersey 7/26/2022

B
Connecticut 7/26/2022

B
New York 8/18/2022

B
District of Columbia 7/29/2022

B
Ohio 7/26/2022

IA
District of Columbia 8/23/2022

B
Pennsylvania 7/27/2022

B
Florida 7/27/2022

B
South Carolina 3/31/2023

B
Illinois 8/8/2022

B
Virginia 9/14/2022

B
Maryland 7/26/2022

B
Washington 7/27/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK 1101 PENNSYLVANIA AVE, NW, 11TH FLOOR, WASHINGTON, DC 20004
Silver Spring, MD
Registered with this firm since 8/23/2022

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK 1101 PENNSYLVANIA AVE, NW, 11TH FLOOR, WASHINGTON, DC 20004
Silver Spring, MD
Registered with this firm since 7/26/2022

B
CITI PRIVATE ALTERNATIVES, LLC (CRD#:153777)
CITI PRIVATE BANK 1101 Pennsylvania Ave., NW, 11th Floor, Washington, DC 20004
Registered with this firm since 7/26/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/22/2013 - 03/27/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WASHINGTON, DC
B
05/08/2013 - 03/27/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WASHINGTON, DC
IA
07/11/2012 - 04/25/2013 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WASHINGTON, DC
B
04/19/2012 - 04/25/2013 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WASHINGTON, DC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.