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JOHN RICHARD NAGLE-CARALUZZO
JOHN R CARALUZZO, JOHN R NAGLE, JOHN R NAGLECARALUZZO JR, JOHN R NAGLECARALUZZO
CRD#: 4812103
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 400 MERIDIAN CENTRE
SUITE 101
ROCHESTER, NY 14618
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2013 (5 years)2 FIRMS2021 - Present (3 years)BPRUCO SECURITIES, LLC. (CRD# 5685)2014 - 2021 (7 years)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2008 - 2008 (<1 year)BJ.P. TURNER & COMPANY, L.L.C. (CRD# 43177)2007 - 2008 (<1 year)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2021 - 2021 (<1 year)
License(s)

State Registrations

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Florida 5/21/2021

B
North Carolina 5/21/2021

B
Maryland 5/21/2021

B
Pennsylvania 5/21/2021

B
New Jersey 5/21/2021

B
South Carolina 5/21/2021

B
New York 5/21/2021

B
Texas 5/21/2021

IA
New York 6/3/2021

IA
Texas 6/5/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
400 MERIDIAN CENTRE SUITE 101, ROCHESTER, NY 14618
147 WEST GRAY ST SUITE 107B, ELMIRA, NY 14901
Registered with this firm since 6/3/2021

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
400 MERIDIAN CENTRE SUITE 101, ROCHESTER, NY 14618
147 WEST GRAY ST SUITE 107B, ELMIRA, NY 14901
Registered with this firm since 5/21/2021

Previous Registration(s)
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06/07/2021 - 06/14/2021 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Pittsford, NY
B
03/10/2014 - 06/14/2021 PRUCO SECURITIES, LLC. (CRD#:5685) Pittsford, NY
B
09/23/2008 - 12/06/2013 MUTUAL OF AMERICA LIFE INSURANCE COMPANY (CRD#:15356) ROCHESTER, NY
B
09/23/2008 - 12/06/2013 MUTUAL OF AMERICA SECURITIES CORPORATION (CRD#:27878) ROCHESTER, NY
B
01/29/2008 - 08/22/2008 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) PITTSFORD, NY
B
04/16/2007 - 01/24/2008 J.P. TURNER & COMPANY, L.L.C. (CRD#:43177) CANANDAIGUA, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.