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Detailed Report
ALBERT RODRIGUES PAULA
ABLERT RODRIGUES PAULA
CRD#: 4812095
IA
Investment Adviser
B
Broker
EAGLE STRATEGIES LLCCRD#: 110826 777 S Ham Lane
Suite D
Lodi, CA 95242-3592
NYLIFE SECURITIES LLCCRD#: 5167 777 S HAM LANE
SUITE D
LODI, CA 95242
Registration History
200420062008201020122014201620182020202220242026IAEAGLE STRATEGIES LLC (CRD# 110826)2012 - Present (13 years)BNYLIFE SECURITIES LLC (CRD# 5167)2005 - Present (20 years)
License(s)

State Registrations

B
Arizona 12/15/2020
B
Ohio 7/2/2024
B
Arkansas 11/10/2020
B
Oklahoma 9/15/2023
B
California 2/23/2005
B
Oregon 10/16/2019
IA
California 2/17/2012
B
South Dakota 11/29/2022
B
Colorado 2/1/2019
B
Texas 10/12/2016
B
Idaho 2/1/2019
IA
Texas 11/28/2016
B
Illinois 7/1/2024
B
Utah 8/8/2023
B
Missouri 6/3/2021
B
Virginia 4/22/2015
B
Montana 9/3/2019
B
Washington 6/2/2020
B
Nevada 1/31/2018
B
Wyoming 2/18/2022
B
North Carolina 2/21/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EAGLE STRATEGIES LLC (CRD#:110826)
777 S Ham Lane Suite D, Lodi, CA 95242-3592
Registered with this firm since 2/17/2012
B
NYLIFE SECURITIES LLC (CRD#:5167)
777 S HAM LANE SUITE D, LODI, CA 95242
Registered with this firm since 1/1/2005
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.