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Detailed Report
SUZUANNE MARIE FOSTER
Suzoo Foster, SUZANNE MARIE PARMENTER
CRD#: 4812069
IA
Investment Adviser
B
Broker
ONEASCENT FINANCIAL SERVICES LLCCRD#: 284549 Trevor, WI
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 25165 Runyard Way W.
Trevor, WI 53179
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2021 (17 years)2 FIRMS2021 - Present (3 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2004 - 2006 (1 year)
License(s)

State Registrations

B
California 9/15/2021
B
Texas 9/15/2021
IA
California 9/15/2021
IA
Texas 9/15/2021
B
Illinois 9/22/2021
B
Washington 10/12/2023
B
Nevada 9/22/2021
B
Wisconsin 9/15/2021
B
Oregon 9/22/2021
IA
Wisconsin 9/15/2021
B
Tennessee 9/15/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ONEASCENT FINANCIAL SERVICES LLC (CRD#:284549)
Trevor, WI
28202 Cabot Rd, Suite 300, Laguna Niguel, CA 92677
Registered with this firm since 9/15/2021
B
PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747)
25165 Runyard Way W., Trevor, WI 53179
Registered with this firm since 9/15/2021
Previous Registration(s)
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IA
 08/27/2004 - 09/15/2021 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) Laguna Niguel, CA
B
 08/25/2004 - 09/15/2021 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) Laguna Niguel, CA
B
 08/25/2004 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.