Individual Firm
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BRENT C HULLING
BRENT C HULLINS
CRD#: 4811354
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 100 NORTH TAMPA
SUITE 2400
TAMPA, FL 33602
SUITE 2400
TAMPA, FL 33602
View By:
5/3/2016
Customer Dispute
Denied
State Registrations
B
Alabama 5/6/2020
B
Mississippi 5/1/2020
B
Alaska 5/15/2020
B
Missouri 5/1/2020
B
Arizona 12/18/2024
B
Nevada 5/1/2020
B
Arkansas 5/1/2020
B
New Jersey 5/1/2020
B
California 5/1/2020
B
New York 5/1/2020
B
Colorado 5/1/2020
B
North Carolina 5/6/2020
B
Connecticut 5/1/2020
B
Ohio 5/1/2020
B
District of Columbia 5/1/2020
B
Oklahoma 9/28/2023
B
Florida 5/1/2020
B
Oregon 5/1/2020
IA
Florida 5/4/2020
B
Pennsylvania 5/1/2020
B
Georgia 5/1/2020
B
South Carolina 5/1/2020
B
Illinois 5/1/2020
B
Tennessee 5/7/2020
B
Indiana 5/1/2020
B
Texas 5/1/2020
B
Kansas 5/1/2020
IA
Texas 5/11/2020
B
Maine 5/1/2020
B
Utah 5/1/2020
B
Maryland 5/1/2020
B
Virginia 5/1/2020
B
Massachusetts 5/1/2020
B
Washington 5/1/2020
B
Michigan 5/1/2020
B
Wisconsin 3/31/2025
B
Minnesota 5/1/2020
B
Wyoming 5/1/2020
SRO Registrations
B
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 5/4/2020
B
Registered with this firm since 5/1/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/26/2010 - 05/04/2020 | TAMPA, FL | |
B | 02/24/2010 - 05/04/2020 | TAMPA, FL | |
IA | 08/09/2007 - 11/20/2008 | TAMPA, FL | |
B | 08/08/2007 - 11/20/2008 | TAMPA, FL | |
IA | 01/05/2007 - 02/16/2007 | ST. PETERSBURG, FL | |
B | 12/20/2006 - 02/16/2007 | ST. PETERSBURG, FL | |
B | 10/18/2005 - 12/19/2006 | TAMPA, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.