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Derek Jacob Wilhelm
DEREK JACOB WILHELM
CRD#: 4810387
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 3570 Carmel Mountain Road
Suite 120
San Diego, CA 92130
Registration History
2004200620082010201220142016201820202022202420263 FIRMS2004 - 2005 (<1 year)2 FIRMS2005 - 2005 (<1 year)2 FIRMS2006 - 2011 (5 years)2 FIRMS2011 - 2012 (<1 year)2 FIRMS2022 - Present (3 years)BTD AMERITRADE, INC. (CRD# 7870)2012 - 2024 (12 years)IATD AMERITRADE INVESTMENT MANAG... (CRD# 111514)2012 - 2023 (11 years)IATD AMERITRADE, INC. (CRD# 7870)2012 - 2022 (10 years)
License(s)

State Registrations

B
Arizona 1/25/2022

B
Montana 1/25/2022

B
California 1/25/2022

B
Nevada 5/17/2024

IA
California 1/25/2022

B
New Jersey 1/25/2022

B
Colorado 1/25/2022

B
New York 1/25/2022

B
Florida 1/25/2022

B
Ohio 1/26/2022

B
Georgia 2/22/2024

B
Oregon 2/3/2022

B
Hawaii 9/18/2024

B
Pennsylvania 2/22/2024

B
Illinois 1/25/2022

B
South Carolina 2/22/2024

B
Iowa 2/22/2024

B
Tennessee 1/25/2022

B
Maryland 1/25/2022

B
Texas 1/25/2022

B
Michigan 7/21/2022

B
Washington 1/25/2022

B
Minnesota 1/25/2022

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
3570 Carmel Mountain Road Suite 120, San Diego, CA 92130
Registered with this firm since 1/25/2022

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
3570 Carmel Mountain Road Suite 120, San Diego, CA 92130
Registered with this firm since 1/25/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/21/2012 - 05/19/2024 TD AMERITRADE, INC. (CRD#:7870) San Diego, CA
IA
05/21/2012 - 09/07/2023 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) SAN DIEGO, CA
IA
05/21/2012 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) San Diego, CA
IA
11/30/2011 - 05/21/2012 PNC INVESTMENTS (CRD#:129052) DUBLIN, OH
B
11/30/2011 - 05/21/2012 PNC INVESTMENTS (CRD#:129052) DUBLIN, OH
IA
10/30/2006 - 11/15/2011 CHARLES SCHWAB & CO., INC. (CRD#:5393) COLUMBUS, OH
B
10/27/2006 - 11/15/2011 CHARLES SCHWAB & CO., INC. (CRD#:5393) COLUMBUS, OH
IA
06/09/2005 - 09/02/2005 CCO INVESTMENT SERVICES CORP. (CRD#:39550) PITTSBURGH, PA
B
06/09/2005 - 09/02/2005 CCO INVESTMENT SERVICES CORP. (CRD#:39550) JOHNSTON, RI
IA
10/15/2004 - 01/06/2005 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) PITTSBURGH , PA
B
09/21/2004 - 01/06/2005 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
09/21/2004 - 01/06/2005 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
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