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KRISTAL ANNE MCMAHAN
KRISTAL ANNE KLEIN
CRD#: 4810133
IA
B
SCSCRD#: 310849 10900 NE 8TH STREET
15TH FLOOR - SUITE 1550
BELLEVUE, WA 98004
15TH FLOOR - SUITE 1550
BELLEVUE, WA 98004
LPL FINANCIAL LLCCRD#: 6413 10900 NE 8TH ST.15TH FL #1550
BELLEVUE, WA 98004
BELLEVUE, WA 98004
0
Disclosures
18
Years of Experience
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State Registrations
B
Alaska 8/22/2022
B
Montana 8/22/2022
B
Arizona 6/14/2018
B
Nebraska 1/12/2023
B
California 8/22/2022
B
Nevada 8/22/2022
B
Colorado 5/29/2018
B
New Jersey 1/12/2023
B
Connecticut 5/2/2022
B
New Mexico 1/12/2023
B
Delaware 8/22/2022
B
New York 8/22/2022
B
District of Columbia 1/12/2023
B
North Carolina 8/23/2022
B
Florida 5/29/2018
B
Ohio 5/30/2018
B
Georgia 1/12/2023
B
Oklahoma 8/22/2022
B
Hawaii 8/22/2022
B
Oregon 8/22/2022
B
Idaho 5/30/2018
B
Pennsylvania 1/12/2023
B
Illinois 5/30/2018
B
South Carolina 1/12/2023
B
Indiana 1/12/2023
B
South Dakota 1/12/2023
B
Iowa 8/22/2022
B
Texas 8/22/2022
B
Kansas 8/22/2022
IA
Texas 1/3/2023
B
Kentucky 1/12/2023
B
Utah 8/22/2022
B
Maryland 5/29/2018
B
Virginia 6/1/2018
B
Massachusetts 1/12/2023
B
Washington 2/10/2014
B
Michigan 8/22/2022
IA
Washington 12/2/2020
B
Minnesota 1/12/2023
B
Wisconsin 1/12/2023
B
Mississippi 1/12/2023
B
Wyoming 8/22/2022
B
Missouri 8/22/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 12/2/2020
B
Registered with this firm since 1/31/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/31/2014 - 03/09/2021 | BELLEVUE, WA | |
IA | 03/24/2010 - 02/06/2014 | BOSTON, MA | |
B | 07/20/2010 - 02/06/2014 | BOSTON, MA | |
IA | 10/24/2006 - 11/18/2008 | SEATTLE, WA | |
IA | 10/12/2004 - 09/16/2005 | BELLEVUE, WA | |
B | 07/30/2004 - 09/16/2005 | CONSHOHOCKEN, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.