Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MIGNON ELIZABETH DE LA TORRE
MIGNON ELIZABETH MARCEE
CRD#: 4809973
IA
B
MORGAN STANLEYCRD#: 149777 1250 PROSPECT STREET
SUITE 202
LA JOLLA, CA 92037
SUITE 202
LA JOLLA, CA 92037
0
Disclosures
19
Years of Experience
View By:
State Registrations
B
Alabama 1/25/2018
B
Missouri 6/16/2021
B
Alaska 6/16/2021
B
Montana 8/30/2011
B
Arizona 10/19/2011
B
Nevada 8/30/2011
B
California 6/1/2009
B
New Jersey 8/30/2011
IA
California 6/1/2009
B
New Mexico 6/16/2021
B
Colorado 10/19/2011
B
New York 8/30/2011
B
Connecticut 10/19/2011
B
North Carolina 6/16/2021
B
Delaware 5/29/2019
B
Ohio 8/31/2011
B
District of Columbia 1/24/2019
B
Oklahoma 9/6/2012
B
Florida 10/19/2011
B
Oregon 8/30/2011
B
Georgia 2/13/2012
B
Pennsylvania 8/30/2011
B
Hawaii 6/16/2021
B
Puerto Rico 2/6/2020
B
Idaho 10/4/2019
B
South Carolina 6/16/2021
B
Illinois 8/30/2011
B
South Dakota 12/5/2023
B
Kansas 10/15/2018
B
Tennessee 11/13/2018
B
Kentucky 6/16/2021
B
Texas 8/30/2011
B
Louisiana 5/16/2022
IA
Texas 10/3/2011
B
Maine 1/8/2020
B
Utah 8/30/2011
B
Maryland 8/30/2011
B
Virginia 2/2/2016
B
Massachusetts 8/30/2011
B
Washington 8/30/2011
B
Michigan 8/30/2011
B
Wisconsin 1/7/2020
B
Minnesota 8/30/2011
B
Wyoming 8/30/2011
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | SAN DIEGO, CA | |
B | 04/02/2007 - 06/01/2009 | SAN DIEGO, CA | |
IA | 10/11/2006 - 04/02/2007 | LAJOLLA, CA | |
B | 11/23/2005 - 04/02/2007 | LAJOLLA, CA |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.