Individual Firm
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STEPHEN MATTHEW KYNE
Stephen Kyne-Pfannenstiel, Stephen Stielkyne
CRD#: 4809925
IA
B
STERLING MANOR FINANCIAL, LLCCRD#: 284218 18 DIVISION STREET
SUITE 202
SARATOGA SPRINGS, NY 12866
SUITE 202
SARATOGA SPRINGS, NY 12866
0
Disclosures
20
Years of Experience
View By:
State Registrations
IA
New York 8/19/2021
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Registered with this firm since 8/19/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/04/2021 - 12/31/2024 | SARATOGA SPRINGS, NY | |
B | 11/02/2009 - 12/31/2024 | SARATOGA SPRINGS, NY | |
B | 04/18/2006 - 11/04/2009 | SARATOGA SPRINGS, NY | |
B | 08/10/2004 - 04/07/2006 | MINNEAPOLIS, MN | |
B | 08/10/2004 - 04/07/2006 | MINNEAPOLIS, MN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.