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WILLIAM DEVAUGHN HUNT
WILLIAM D HUNT, WILLIAM HUNT, WILLIAM DEVAUGHN HUNT MR., Dee Hunt
CRD#: 4809386
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 3773 RICHMOND AVE
11TH FL
HOUSTON, TX 77046
11TH FL
HOUSTON, TX 77046
CETERA INVESTMENT SERVICES LLCCRD#: 15340 3773 RICHMOND AVE
11TH FL
HOUSTON, TX 77046
11TH FL
HOUSTON, TX 77046
0
Disclosures
15
Years of Experience
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State Registrations
B
Texas 11/25/2024
IA
Texas 11/25/2024
SRO Registrations
B
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IA
Registered with this firm since 11/25/2024
B
Registered with this firm since 9/26/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/26/2020 - 05/07/2021 | Houston, TX | |
B | 02/26/2020 - 05/07/2021 | HOUSTON, TX | |
IA | 12/09/2019 - 01/24/2020 | Houston, TX | |
B | 12/09/2019 - 01/24/2020 | Houston, TX | |
IA | 01/02/2018 - 01/03/2020 | HOUSTON, TX | |
B | 01/02/2018 - 01/03/2020 | HOUSTON, TX | |
IA | 01/26/2009 - 01/02/2018 | HOUSTON, TX | |
B | 01/27/2009 - 01/02/2018 | HOUSTON, TX | |
IA | 11/29/2006 - 12/31/2008 | LINCOLNTON, NC | |
B | 07/28/2006 - 12/31/2008 | LINCOLNTON, NC | |
B | 09/24/2004 - 01/05/2005 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.