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Detailed Report
TRAVIS JAMES DAVIS
CRD#: 4809008
IA
Investment Adviser
B
Broker
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 9800 Schwab Way
Lone Tree, CO 80124
CHARLES SCHWAB & CO., INC.CRD#: 5393 9800 Schwab Way
Lone Tree, CO 80124
Registration History
200620082010201220142016201820202022202420263 FIRMS2006 - 2006 (<1 year)IASCHWAB WEALTH ADVISORY, INC. (CRD# 159035)2012 - Present (13 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2008 - Present (16 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2012 - 2012 (<1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2008 - 2011 (3 years)
License(s)

State Registrations

B
Alabama 9/30/2021
B
Maryland 7/23/2010
B
Alaska 3/27/2023
B
Massachusetts 6/17/2008
B
Arizona 1/16/2025
B
Mississippi 7/23/2010
B
Arkansas 1/4/2016
B
Nevada 7/23/2010
B
California 6/17/2008
B
New Hampshire 7/23/2010
B
Colorado 2/13/2017
B
New Mexico 11/18/2013
IA
Colorado 12/16/2021
B
New York 7/23/2010
B
Connecticut 7/23/2010
B
North Carolina 7/23/2010
B
Delaware 7/23/2010
B
Ohio 6/18/2008
B
Florida 6/17/2008
B
Oklahoma 12/17/2024
IA
Florida 2/21/2012
B
Oregon 4/20/2022
B
Georgia 7/23/2010
B
Pennsylvania 1/16/2025
B
Hawaii 7/23/2010
B
Texas 7/23/2010
B
Illinois 5/16/2024
IA
Texas 1/10/2021
IA
Indiana 1/3/2012
B
Virginia 7/23/2010
B
Indiana 9/20/2024
B
Washington 9/27/2017
B
Maine 1/16/2025
B
Wisconsin 6/15/2024

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SCHWAB WEALTH ADVISORY, INC. (CRD#:159035)
9800 Schwab Way, Lone Tree, CO 80124
Registered with this firm since 1/3/2012
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
9800 Schwab Way, Lone Tree, CO 80124
Registered with this firm since 4/4/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/26/2012 - 03/27/2012 CHARLES SCHWAB & CO., INC. (CRD#:5393) Orlando, FL
IA
 04/04/2008 - 12/31/2011 CHARLES SCHWAB & CO., INC. (CRD#:5393) Orlando, FL
IA
 10/20/2006 - 10/31/2006 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) INDIANAPOLIS, IN
B
 10/03/2006 - 10/31/2006 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) INDIANAPOLIS, IN
B
 07/25/2006 - 09/05/2006 EDWARD JONES (CRD#:250) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.