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Detailed Report
DANIEL DILEO
CRD#: 4808132
IA
Investment Adviser
B
Broker
OPPENHEIMER & CO. INC.CRD#: 249 11780 U.S. HIGHWAY 1
SUITE N101
NORTH PALM BEACH, FL 33408
Registration History
200420062008201020122014201620182020202220242026IAOPPENHEIMER & CO. INC. (CRD# 249)2008 - Present (16 years)BOPPENHEIMER & CO. INC. (CRD# 249)2007 - Present (17 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)2007 - 2007 (<1 year)BNEW ENGLAND SECURITIES (CRD# 615)2004 - 2006 (2 years)
Disclosure(s)
View By:
7/23/2012
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 6/30/2016
B
New York 10/26/2007
B
Florida 10/26/2007
IA
Texas 5/17/2017
IA
Florida 7/2/2008
B
Texas 5/23/2017
B
New Jersey 4/29/2011

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPPENHEIMER & CO. INC. (CRD#:249)
11780 U.S. HIGHWAY 1 SUITE N101, NORTH PALM BEACH, FL 33408
PALM BEACH GARDENS, FL
Registered with this firm since 7/2/2008
B
OPPENHEIMER & CO. INC. (CRD#:249)
11780 U.S. HIGHWAY 1 SUITE N101, NORTH PALM BEACH, FL 33408
PALM BEACH GARDENS, FL
Registered with this firm since 10/26/2007
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 01/04/2007 - 10/31/2007 MML INVESTORS SERVICES, INC. (CRD#:10409) UNIONDALE, NY
B
 07/09/2004 - 12/06/2006 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.