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Detailed Report
JONATHAN PETER FRITSCHE
CRD#: 4808101
IA
Investment Adviser
B
Broker
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 9800 Schwab Way
Lone Tree, CO 80124
CHARLES SCHWAB & CO., INC.CRD#: 5393 9800 Schwab Way
Lone Tree, CO 80124
Registration History
200420062008201020122014201620182020202220242026IASCHWAB WEALTH ADVISORY, INC. (CRD# 159035)2020 - Present (5 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2009 - Present (15 years)BE*TRADE SECURITIES LLC (CRD# 29106)2006 - 2009 (3 years)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2004 - 2006 (1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2009 - 2020 (10 years)IAE*TRADE CAPITAL MANAGEMENT, LLC (CRD# 42159)2009 - 2009 (<1 year)IATHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2005 - 2006 (1 year)
License(s)

State Registrations

B
Alabama 12/17/2019
B
Nebraska 12/10/2019
B
Alaska 12/17/2019
B
Nevada 12/17/2019
B
Arizona 12/17/2019
B
New Hampshire 12/17/2019
B
Arkansas 12/17/2019
B
New Jersey 12/17/2019
B
California 2/2/2010
B
New Mexico 12/17/2019
B
Colorado 3/19/2015
B
New York 12/10/2019
IA
Colorado 2/20/2020
B
North Carolina 12/17/2019
B
Connecticut 12/17/2019
B
North Dakota 12/17/2019
B
Delaware 12/17/2019
B
Ohio 12/18/2019
B
District of Columbia 12/17/2019
B
Oklahoma 12/17/2019
B
Florida 12/17/2019
B
Oregon 12/17/2019
B
Georgia 12/17/2019
B
Pennsylvania 12/17/2019
B
Hawaii 12/17/2019
B
Puerto Rico 12/18/2019
B
Idaho 12/17/2019
B
Rhode Island 12/17/2019
B
Illinois 12/17/2019
B
South Carolina 12/17/2019
B
Indiana 12/17/2019
B
South Dakota 12/17/2019
B
Iowa 12/17/2019
B
Tennessee 12/17/2019
B
Kansas 12/17/2019
B
Texas 12/17/2019
B
Kentucky 12/17/2019
IA
Texas 1/4/2022
B
Louisiana 12/17/2019
B
Utah 12/17/2019
B
Maine 12/17/2019
B
Vermont 12/17/2019
B
Maryland 12/17/2019
B
Virgin Islands 12/18/2019
B
Massachusetts 12/17/2019
B
Virginia 12/17/2019
B
Michigan 12/17/2019
B
Washington 12/17/2019
B
Minnesota 12/17/2019
B
West Virginia 12/17/2019
B
Mississippi 12/17/2019
B
Wisconsin 12/17/2019
B
Missouri 12/17/2019
B
Wyoming 12/17/2019
B
Montana 12/17/2019

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SCHWAB WEALTH ADVISORY, INC. (CRD#:159035)
9800 Schwab Way, Lone Tree, CO 80124
Registered with this firm since 2/20/2020
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
9800 Schwab Way, Lone Tree, CO 80124
Registered with this firm since 7/2/2009
Previous Registration(s)
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IA
 07/02/2009 - 02/20/2020 CHARLES SCHWAB & CO., INC. (CRD#:5393) CHICAGO, IL
IA
 06/01/2009 - 06/19/2009 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) ARLINGTON, VA
B
 05/11/2006 - 06/19/2009 E*TRADE SECURITIES LLC (CRD#:29106) CHICAGO, IL
IA
 05/09/2005 - 05/15/2006 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) DOWNERS GROVE, IL
B
 08/26/2004 - 05/15/2006 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) DOWNERS GROVE, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.