Individual Firm
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ERICA LYNN DORE
ERIKA L DOKE, ERICA L DORE, ERICA DORE
CRD#: 4808086
IA
B
GDS WEALTH MANAGEMENTCRD#: 315934 2910 LAKESIDE VILLAGE BLVD
FLOWER MOUND, TX 75022
FLOWER MOUND, TX 75022
0
Disclosures
17
Years of Experience
View By:
State Registrations
IA
Texas 9/27/2021
IA
Registered with this firm since 9/27/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/08/2017 - 10/19/2021 | FLOWER MOUND, TX | |
B | 12/08/2017 - 10/19/2021 | FLOWER MOUND, TX | |
IA | 09/10/2014 - 12/12/2017 | FLOWER MOUND, TX | |
B | 05/14/2014 - 12/12/2017 | FLOWER MOUND, TX | |
B | 07/30/2010 - 05/08/2014 | UPPER ARLINGTON, OH | |
B | 06/01/2009 - 08/09/2010 | COLUMBUS, OH | |
B | 10/02/2007 - 06/01/2009 | COLUMBUS, OH |
FLOWER MOUND, TX
12/08/2017 - 10/19/2021
FLOWER MOUND, TX
09/10/2014 - 12/12/2017
FLOWER MOUND, TX
05/14/2014 - 12/12/2017
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.