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CARL JAMES BOEDECKER
CRD#: 4807795
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Investment Adviser
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Broker
SEAPORT FINANCIAL PLANNING, LLCCRD#: 149874 RYE, NH
STONEX SECURITIES INC.CRD#: 18456 RYE, NH
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2019 - Present (6 years)BQUEST CAPITAL STRATEGIES, INC. (CRD# 16783)2005 - 2019 (14 years)BAFS BROKERAGE, INC. (CRD# 25924)2004 - 2004 (<1 year)IASEAPORT FINANCIAL PLANNING, LLC (CRD# 149874)2018 - 2018 (<1 year)IASEAPORT FINANCIAL PLANNING, LLC (CRD# 149874)2009 - 2017 (8 years)IAQUEST CAPITAL STRATEGIES, INC. (CRD# 16783)2013 - 2014 (1 year)
License(s)

State Registrations

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Maine 12/6/2019

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New Hampshire 1/1/2019

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Maine 6/4/2020

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New Hampshire 12/6/2019

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Massachusetts 3/14/2023

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Texas 2/25/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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SEAPORT FINANCIAL PLANNING, LLC (CRD#:149874)
RYE, NH
Registered with this firm since 1/1/2019

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STONEX SECURITIES INC. (CRD#:18456)
RYE, NH
Registered with this firm since 12/6/2019

Previous Registration(s)
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09/12/2005 - 12/06/2019 QUEST CAPITAL STRATEGIES, INC. (CRD#:16783) LAGUNA HILLS, CA
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08/16/2018 - 12/31/2018 SEAPORT FINANCIAL PLANNING, LLC (CRD#:149874) RYE, NH
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09/29/2009 - 12/31/2017 SEAPORT FINANCIAL PLANNING, LLC (CRD#:149874) RYE, NH
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06/25/2013 - 12/31/2014 QUEST CAPITAL STRATEGIES, INC. (CRD#:16783) RYE, NH
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08/20/2004 - 09/13/2004 AFS BROKERAGE, INC. (CRD#:25924) AUSTIN, TX
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.