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Detailed Report
MICHAEL JEROME HORNEK
MIKE JEROME HORNEK
CRD#: 4807657
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 12 East Washington St
Greenville, SC 29601-2731
Registration History
200420062008201020122014201620182020202220242026IACHARLES SCHWAB & CO., INC. (CRD# 5393)2015 - Present (9 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2004 - Present (20 years)
License(s)

State Registrations

B
Alaska 11/18/2024
B
New York 6/9/2022
B
California 8/18/2004
B
North Carolina 1/11/2005
B
Colorado 8/18/2004
B
Ohio 1/31/2020
B
District of Columbia 1/4/2010
B
Oklahoma 4/22/2022
B
Florida 8/18/2004
B
South Carolina 5/19/2021
B
Georgia 8/18/2004
IA
South Carolina 6/30/2021
B
Hawaii 9/17/2024
B
Tennessee 1/10/2020
B
Illinois 1/4/2010
B
Texas 1/4/2010
B
Indiana 7/12/2004
IA
Texas 1/2/2019
B
Maine 1/18/2023
B
Virginia 8/18/2004
B
Massachusetts 3/6/2023
B
Washington 8/18/2004
B
Michigan 9/30/2009
B
West Virginia 9/25/2023
B
Minnesota 1/4/2010
B
Wisconsin 1/4/2010

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
12 East Washington St, Greenville, SC 29601-2731
Registered with this firm since 5/1/2015
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
12 East Washington St, Greenville, SC 29601-2731
Registered with this firm since 6/30/2004
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.