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JOSEPH H KATELMAN
JOSEPH HOPKA KATELMAN
CRD#: 4807024
IA
B
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 2600 Grand Avenue, Suite 204
Des Moines, IA 50312
Des Moines, IA 50312
LPL FINANCIAL LLCCRD#: 6413 2600 GRAND AVENUE SUITE 204
DES MOINES, IA 50312
DES MOINES, IA 50312
0
Disclosures
8
Years of Experience
View By:
State Registrations
B
Arizona 8/5/2021
IA
Iowa 8/5/2021
B
California 8/5/2021
B
Michigan 8/5/2021
B
Colorado 9/9/2021
B
Nebraska 8/19/2021
B
Connecticut 9/17/2021
B
New York 8/5/2021
B
Florida 8/5/2021
B
Texas 8/5/2021
B
Illinois 8/5/2021
IA
Texas 8/5/2021
B
Iowa 8/5/2021
B
Utah 3/29/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 8/5/2021
B
Registered with this firm since 8/5/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/15/2016 - 08/16/2021 | WEST DES MOINES, IA | |
B | 08/24/2016 - 08/16/2021 | WEST DES MOINES, IA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.