• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JAMES JASON WILLIAMS
JJ WILLIAMS
CRD#: 4806982
IA
Investment Adviser
WILLIAMS FINANCIAL, LLCCRD#: 137038 12 MAIN STREET
NORTH BENNINGTON, VT 05257
Registration History
20062008201020122014201620182020202220242026IAWILLIAMS FINANCIAL, LLC (CRD# 137038)2008 - Present (17 years)IAWILLIAMS FINANCIAL MANAGEMENT, LLC (CRD# 137038)2005 - 2006 (1 year)
License(s)

State Registrations

IA
Massachusetts 2/18/2015

IA
Vermont 2/26/2008

IA
New York 7/13/2021

Current Registration(s)
IA
WILLIAMS FINANCIAL, LLC (CRD#:137038)
12 MAIN STREET, NORTH BENNINGTON, VT 05257
Registered with this firm since 2/26/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/09/2005 - 12/31/2006 WILLIAMS FINANCIAL MANAGEMENT, LLC (CRD#:137038) BENNINGTON, VT
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.