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Detailed Report
JENNIFER BALL
JENNIFER SUSAN BALL, JENNIFER SUSAN SMITH PARK
CRD#: 4806974
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1441 W LONG LAKE RD
STE 250
TROY, MI 48098-4436
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2022 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2014 - 2022 (7 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2010 - 2014 (4 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2009 - 2009 (<1 year)BAMERIPRISE ADVISOR SERVICES, INC. (CRD# 5979)2007 - 2009 (2 years)BHANTZ FINANCIAL SERVICES, INC. (CRD# 46047)2004 - 2007 (3 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2016 - 2022 (5 years)
License(s)

State Registrations

IA
Alabama 11/28/2023
IA
Mississippi 10/30/2024
B
Arkansas 3/21/2022
B
Montana 11/23/2022
IA
Arkansas 11/7/2024
IA
Nebraska 11/28/2023
IA
Delaware 11/30/2022
IA
Oklahoma 10/31/2024
B
Massachusetts 3/21/2022
IA
Rhode Island 10/30/2024
B
Michigan 3/21/2022
B
Utah 3/21/2022
IA
Michigan 3/23/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1441 W LONG LAKE RD STE 250, TROY, MI 48098-4436
Hazel Park, MI
Registered with this firm since 3/23/2022
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1441 W LONG LAKE RD STE 250, TROY, MI 48098-4436
Hazel Park, MI
Registered with this firm since 3/21/2022
Previous Registration(s)
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IA
 08/25/2016 - 03/02/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) TROY, MI
B
 06/13/2014 - 03/02/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) TROY, MI
B
 02/22/2010 - 04/03/2014 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) TROY, MI
B
 10/05/2009 - 11/05/2009 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
B
 09/19/2007 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) DETROIT, MI
B
 08/05/2004 - 09/17/2007 HANTZ FINANCIAL SERVICES, INC. (CRD#:46047) SOUTHFIELD, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.