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DAVID H FIESTAL
CRD#: 4806514
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 550 BILTMORE WAY
7TH, 9TH & 10TH FLOOR
CORAL GABLES, FL 33134
Registration History
200420062008201020122014201620182020202220242 FIRMS2010 - Present (14 years)BUBS INTERNATIONAL INC. (CRD# 107726)2004 - 2010 (5 years)IAUBS INTERNATIONAL INC. (CRD# 107726)2006 - 2010 (3 years)
License(s)

State Registrations

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California 4/12/2021

IA
New Jersey 1/1/2010

B
Florida 1/1/2010

B
New Jersey 8/12/2020

IA
Florida 1/1/2010

B
New York 2/8/2017

SRO Registrations

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BOX Exchange LLC

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Cboe Exchange, Inc.

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FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

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Nasdaq Stock Market

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New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
550 BILTMORE WAY 7TH, 9TH & 10TH FLOOR, CORAL GABLES, FL 33134
550 BILTMORE WAY SUITE 1100, CORAL GABLES, FL 33134
Registered with this firm since 1/1/2010

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UBS FINANCIAL SERVICES INC. (CRD#:8174)
550 BILTMORE WAY 7TH, 9TH & 10TH FLOOR, CORAL GABLES, FL 33134
550 BILTMORE WAY SUITE 1100, CORAL GABLES, FL 33134
Registered with this firm since 1/1/2010

Previous Registration(s)
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IA
03/17/2006 - 01/01/2010 UBS INTERNATIONAL INC. (CRD#:107726) CORAL GABLES, FL
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07/05/2004 - 01/01/2010 UBS INTERNATIONAL INC. (CRD#:107726) CORAL GABLES, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.