• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
LISA L REYES
LISA LORRAINE DAY, LISA LORRAINE JOERN, LISA LORRAINE JOERN-DAY, LISA LORRIANE REYES
CRD#: 4806355
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1803 BROADWAY ST
SAN ANTONIO, TX 78215
Registration History
2014201520162017201820192020202120222023202420252026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2015 - Present (9 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2014 - Present (10 years)
License(s)

State Registrations

B
Arizona 2/9/2023

B
New Mexico 1/14/2023

B
California 1/15/2016

B
New York 1/14/2023

B
Connecticut 1/13/2023

B
North Carolina 1/19/2016

B
Florida 1/12/2023

B
Oklahoma 8/12/2022

B
Georgia 5/3/2024

B
Oregon 1/14/2023

B
Louisiana 1/12/2023

B
Tennessee 4/1/2019

B
Massachusetts 8/12/2022

B
Texas 11/10/2015

B
Missouri 2/9/2023

IA
Texas 11/10/2015

B
Montana 2/14/2025

B
Virginia 1/15/2016

B
New Jersey 1/8/2025

B
Wyoming 10/2/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1803 BROADWAY ST, SAN ANTONIO, TX 78215
Registered with this firm since 11/10/2015

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1803 BROADWAY ST, SAN ANTONIO, TX 78215
Registered with this firm since 12/22/2014

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.