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NIMAI VRAJESH CHOKSHI
CRD#: 4804722
IA
Investment Adviser
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Previous Broker
CHOKSHI & QUEEN WEALTH ADVISORSCRD#: 313833 4510 EXECUTIVE DRIVE
SUITE 203
SAN DIEGO, CA 92121
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2007 (3 years)2 FIRMS2007 - 2021 (13 years)2 FIRMS2021 - 2021 (<1 year)IACHOKSHI & QUEEN WEALTH ADVISORS (CRD# 313833)2021 - Present (3 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2004 - 2006 (1 year)BFIRST INVESTORS CORPORATION (CRD# 305)2004 - 2004 (<1 year)
Disclosure(s)
View By:
11/6/2008
Customer Dispute
Settled
11/17/2006
Customer Dispute
Denied
License(s)

State Registrations

IA
California 6/16/2021

Current Registration(s)
IA
CHOKSHI & QUEEN WEALTH ADVISORS (CRD#:313833)
4510 EXECUTIVE DRIVE SUITE 203, SAN DIEGO, CA 92121
Registered with this firm since 6/16/2021

Previous Registration(s)
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IA
06/09/2021 - 06/10/2021 CETERA ADVISOR NETWORKS LLC (CRD#:13572) SAN DIEGO, CA
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06/09/2021 - 06/10/2021 CETERA ADVISOR NETWORKS LLC (CRD#:13572) SAN DIEGO, CA
IA
11/13/2007 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) SAN DIEGO, CA
B
11/08/2007 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) SAN DIEGO, CA
IA
09/06/2004 - 10/17/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SAN DIEGO, CA
B
08/06/2004 - 10/17/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SAN DIEGO, CA
B
08/06/2004 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
06/29/2004 - 07/21/2004 FIRST INVESTORS CORPORATION (CRD#:305) EDISON, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.