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Detailed Report
MICHAEL NORMAN BERNIER
MIKE BERNIER
CRD#: 4804721
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Investment Adviser
LPL FINANCIAL LLCCRD#: 6413 4707 Executive Dr, Suite 250
San Diego, CA 92121
Registration History
20062008201020122014201620182020202220242026IALPL FINANCIAL LLC (CRD# 6413)2024 - Present (<1 year)IACANTER WEALTH (CRD# 167828)2019 - 2024 (5 years)IAPURE FINANCIAL ADVISORS, INC. (CRD# 144316)2010 - 2019 (8 years)IAFINANCIAL DESIGNS LTD. (CRD# 135426)2005 - 2013 (7 years)
Disclosure(s)
View By:
11/21/2024
Employment Separation After Allegations
License(s)

State Registrations

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California 10/25/2024
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Texas 10/23/2024
Current Registration(s)
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LPL FINANCIAL LLC (CRD#:6413)
4707 Executive Dr, Suite 250, San Diego, CA 92121
Registered with this firm since 10/23/2024
Previous Registration(s)
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 01/18/2019 - 11/21/2024 CANTER WEALTH (CRD#:167828) LA JOLLA, CA
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 02/18/2010 - 01/21/2019 PURE FINANCIAL ADVISORS, INC. (CRD#:144316) SAN DIEGO, CA
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 05/17/2005 - 04/02/2013 FINANCIAL DESIGNS LTD. (CRD#:135426) SAN DIEGO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.