SAMUEL WILLIAM GAUDIO - Investment Adviser at GOOD LIFE ADVISORS, LLC

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Detailed ReportReport

SAMUEL WILLIAM GAUDIO

SAM WILLIAM GAUDIO, SAMUEL GAUDIO

CRD#: 4804626

Investment Adviser

Broker

GOOD LIFE ADVISORS, LLCCRD#: 171898

100 NORTHPOINTE CIRCLE
SEVEN FIELDS, PA 16046

LPL FINANCIAL LLCCRD#: 6413

100 NORTHPOINTE CIRCLE STE 301
SEVEN FIELDS, PA 16046

Disclosures

Disclosures

0 Disclosures

Registration History

License(s)

State Registrations

Ohio 4/1/2020

Pennsylvania 5/15/2015

Pennsylvania 5/1/2015

West Virginia 5/1/2015

SRO Registrations

FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.

Current Registration(s)

GOOD LIFE ADVISORS, LLC (CRD#:171898)

100 NORTHPOINTE CIRCLE, SEVEN FIELDS, PA 16046

Registered with this firm since 5/15/2015

LPL FINANCIAL LLC (CRD#:6413)

100 NORTHPOINTE CIRCLE STE 301, SEVEN FIELDS, PA 16046

Registered with this firm since 5/1/2015

Previous Registration(s)

th hidden text	th hidden text	Name	Location
IA	10/27/2010 - 01/29/2015	WADDELL & REED (CRD#:866)	PITTSBURGH, PA
B	03/30/2010 - 01/29/2015	WADDELL & REED (CRD#:866)	PITTSBURGH, PA

WADDELL & REED (CRD#:866)

PITTSBURGH, PA

10/27/2010 - 01/29/2015

WADDELL & REED (CRD#:866)

PITTSBURGH, PA

03/30/2010 - 01/29/2015

For additional information about investment advisers or broker-dealers, please visit

www.investor.gov

Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.