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MICHAEL LOUIS PSALTIS
Michael L Psaltis
CRD#: 4804106
IA
B
MORGAN STANLEYCRD#: 149777 233 South Wacker Drive
Suite 8600
Chicago, IL 60606
Suite 8600
Chicago, IL 60606
0
Disclosures
18
Years of Experience
View By:
State Registrations
B
Arizona 9/17/2021
B
Missouri 9/17/2021
B
California 9/17/2021
B
Nevada 9/17/2021
B
Colorado 9/17/2021
B
New Jersey 9/17/2021
B
Connecticut 1/7/2025
B
New York 9/17/2021
B
District of Columbia 9/17/2021
B
North Carolina 9/17/2021
B
Florida 9/17/2021
B
Ohio 2/24/2025
B
Georgia 9/17/2021
B
Pennsylvania 9/17/2021
B
Illinois 9/17/2021
B
Rhode Island 9/17/2021
IA
Illinois 9/17/2021
B
South Carolina 3/5/2024
B
Indiana 9/17/2021
B
Tennessee 9/17/2021
B
Iowa 2/29/2024
B
Texas 9/17/2021
B
Kansas 9/17/2021
IA
Texas 9/17/2021
B
Kentucky 9/17/2021
B
Virginia 9/17/2021
B
Louisiana 9/17/2021
B
Washington 9/17/2021
B
Michigan 9/17/2021
B
Wisconsin 9/17/2021
B
Minnesota 9/17/2021
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/17/2021
B
Registered with this firm since 9/17/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/18/2007 - 09/20/2021 | CHICAGO, IL | |
B | 10/05/2006 - 09/20/2021 | CHICAGO, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.