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MELANIE AMBER JOHNSON
MELANIE AMBER CARPENTER, MELANIE CARPENTER
CRD#: 4803566
IA
B
D.A. DAVIDSON & CO.CRD#: 199 115 CANOPY STREET
SUITE 400
LINCOLN, NE 68508
SUITE 400
LINCOLN, NE 68508
0
Disclosures
16
Years of Experience
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State Registrations
B
Alabama 8/11/2016
B
Montana 8/11/2016
B
Arizona 8/11/2016
B
Nebraska 7/25/2016
B
Arkansas 8/11/2016
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Nebraska 7/29/2016
B
California 8/11/2016
B
New Hampshire 7/2/2020
B
Colorado 8/11/2016
B
New Jersey 8/11/2016
B
Connecticut 12/16/2022
B
New York 8/11/2016
B
Delaware 8/11/2016
B
Ohio 8/11/2016
B
District of Columbia 8/11/2016
B
Oklahoma 8/11/2016
B
Florida 8/11/2016
B
Oregon 8/11/2016
B
Georgia 8/11/2016
B
South Carolina 8/11/2016
B
Illinois 8/11/2016
B
South Dakota 8/11/2016
B
Indiana 8/11/2016
B
Tennessee 7/18/2018
B
Iowa 8/11/2016
B
Texas 8/11/2016
B
Kansas 8/11/2016
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Texas 2/8/2019
B
Maryland 8/11/2016
B
Virginia 8/11/2016
B
Massachusetts 8/11/2016
B
Washington 8/11/2016
B
Michigan 11/17/2016
B
Wisconsin 8/11/2016
B
Minnesota 8/11/2016
B
Wyoming 12/16/2022
B
Missouri 8/11/2016
SRO Registrations
B
B
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Registered with this firm since 7/29/2016
B
Registered with this firm since 7/25/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/09/2009 - 07/28/2016 | LINCOLN, NE | |
B | 04/30/2008 - 07/25/2016 | LINCOLN, NE |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.