Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
DAVID PETER RAINEY
DAVE RAINEY, DAVID P RAINEY, DAVID P. RAINEY
CRD#: 4803549
IA
B
THE WEALTH CONSULTING GROUPCRD#: 173194 6800 College Blvd. Suite 630
Overland Park, KS 66211
Overland Park, KS 66211
LPL FINANCIAL LLCCRD#: 6413 6800 COLLEGE BLVD STE 630
OVERLAND PARK, KS 66211-1564
OVERLAND PARK, KS 66211-1564
0
Disclosures
20
Years of Experience
View By:
State Registrations
B
Arizona 11/15/2017
B
Minnesota 8/8/2019
B
Arkansas 2/26/2019
B
Missouri 11/15/2017
B
California 11/15/2017
IA
Missouri 7/20/2023
B
Colorado 2/13/2023
B
New York 11/15/2017
B
Florida 11/15/2017
IA
New York 7/19/2023
B
Georgia 9/11/2019
B
North Carolina 8/3/2021
B
Idaho 5/1/2024
B
Oregon 11/15/2017
B
Illinois 9/9/2024
B
Rhode Island 6/15/2020
B
Iowa 7/28/2021
B
Texas 11/15/2017
B
Kansas 11/15/2017
B
Washington 11/10/2023
IA
Kansas 7/14/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 7/14/2023
B
Registered with this firm since 11/15/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/15/2017 - 12/31/2023 | OVERLAND PARK, KS | |
IA | 01/02/2018 - 10/28/2022 | KANSAS CITY, MO | |
IA | 11/15/2013 - 11/20/2017 | CREVE COEUR, MO | |
B | 11/15/2013 - 11/20/2017 | CREVE COEUR, MO | |
IA | 06/01/2009 - 11/26/2013 | KANSAS CITY, MO | |
B | 06/01/2009 - 11/26/2013 | KANSAS CITY, MO | |
IA | 04/02/2007 - 06/01/2009 | KANSAS CITY, MO | |
B | 04/02/2007 - 06/01/2009 | KANSAS CITY, MO | |
IA | 08/26/2004 - 04/02/2007 | KANSAS CITY, MO | |
B | 07/30/2004 - 04/02/2007 | KANSAS CITY, MO |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.