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Tiffany Mock Briggs
TIFFANY M BRIGGS, TIFFANY ANNE MOCK, TIFFANY MOCK
CRD#: 4801961
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 17802 W INTERSTATE 10
SAN ANTONIO, TX 78257
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - Present (20 years)
License(s)

State Registrations

B
Alabama 3/10/2014

B
Minnesota 2/6/2017

B
Arizona 12/6/2013

B
Nebraska 8/30/2005

B
Arkansas 1/2/2015

B
Nevada 2/22/2023

B
California 3/1/2007

B
New Mexico 7/21/2014

B
Colorado 7/26/2017

B
New York 1/23/2014

B
Connecticut 7/28/2021

B
North Carolina 10/16/2009

B
District of Columbia 11/15/2021

B
Ohio 8/4/2023

B
Florida 3/10/2014

B
Oklahoma 5/2/2014

B
Georgia 1/2/2015

B
Pennsylvania 8/23/2010

B
Hawaii 7/18/2014

B
South Carolina 6/20/2017

B
Illinois 6/2/2021

B
Texas 8/19/2004

B
Iowa 7/18/2014

IA
Texas 8/19/2004

B
Louisiana 9/14/2005

B
Utah 8/8/2014

B
Maryland 6/20/2017

B
Virginia 2/6/2009

B
Michigan 7/17/2014

B
Washington 1/11/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
17802 W INTERSTATE 10, SAN ANTONIO, TX 78257
Registered with this firm since 8/19/2004

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
17802 W INTERSTATE 10, SAN ANTONIO, TX 78257
Registered with this firm since 7/23/2004

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.