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Detailed Report
GLEN DAVID SMITH
CRD#: 4801922
IA
Investment Adviser
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Previous Broker
GDS WEALTH MANAGEMENTCRD#: 315934 2910 LAKESIDE VILLAGE BLVD
FLOWER MOUND, TX 75022
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2007 (3 years)2 FIRMS2007 - 2017 (10 years)2 FIRMS2017 - 2021 (3 years)IAGDS WEALTH MANAGEMENT (CRD# 315934)2021 - Present (3 years)
License(s)

State Registrations

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Texas 9/27/2021
Current Registration(s)
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GDS WEALTH MANAGEMENT (CRD#:315934)
2910 LAKESIDE VILLAGE BLVD, FLOWER MOUND, TX 75022
Registered with this firm since 9/27/2021
Previous Registration(s)
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 12/08/2017 - 10/11/2021 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) FLOWER MOUND, TX
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 12/08/2017 - 10/11/2021 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) FLOWER MOUND, TX
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 08/03/2007 - 12/12/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FLOWER MOUND, TX
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 08/03/2007 - 12/12/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FLOWER MOUND, TX
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 09/16/2004 - 08/09/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) FLOWER MOUND, TX
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 07/15/2004 - 08/09/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) FLOWER MOUND, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.