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ROBERT JUDE RUSSOLI
CRD#: 4801427
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 77 EAST KING ST
SHIPPENSBURG, PA 17257
SHIPPENSBURG, PA 17257
CETERA ADVISOR NETWORKS LLCCRD#: 13572 77 EAST KING ST
SHIPPENSBURG, PA 17257
SHIPPENSBURG, PA 17257
0
Disclosures
20
Years of Experience
View By:
State Registrations
B
Alabama 10/3/2024
B
New Jersey 10/17/2023
B
California 8/9/2024
B
New York 4/24/2024
B
Delaware 10/25/2021
B
Oklahoma 1/10/2023
B
District of Columbia 2/6/2014
B
Pennsylvania 7/14/2004
B
Florida 3/31/2020
IA
Pennsylvania 6/29/2023
B
Illinois 2/13/2023
B
South Carolina 12/3/2016
B
Maryland 9/26/2005
B
Virginia 1/10/2023
IA
Maryland 6/29/2023
B
Washington 7/31/2018
SRO Registrations
B
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IA
Registered with this firm since 6/29/2023
B
Registered with this firm since 6/14/2004
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/06/2006 - 06/29/2023 | CAMP HILL, PA | |
IA | 08/16/2017 - 08/17/2020 | Camp Hill, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.