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Detailed Report
GLORIA LUZ ANEIROS
GLORIA LUZ PULLEY
CRD#: 4800700
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 200 South Biscayne Boulevard
Suite 1100
Miami, FL 33131
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2011 (2 years)2 FIRMS2011 - 2014 (3 years)2 FIRMS2014 - 2015 (<1 year)2 FIRMS2015 - 2015 (<1 year)2 FIRMS2015 - 2022 (6 years)2 FIRMS2022 - Present (3 years)BSTANFORD GROUP COMPANY (CRD# 39285)2009 - 2009 (<1 year)
Disclosure(s)
View By:
12/29/2017
Financial
Final
6/19/2017
Financial
Final
6/19/2017
Financial
Final
6/16/2017
Financial
Final
6/16/2017
Financial
Final
6/10/2017
Financial
Final
License(s)

State Registrations

B
California 2/8/2022
B
Texas 10/18/2022
B
Delaware 8/26/2022
IA
Texas 10/24/2022
B
Florida 2/8/2022
B
Virgin Islands 3/3/2022
IA
Florida 2/9/2022
B
Virginia 2/9/2022
B
Georgia 2/9/2022
B
West Virginia 10/17/2022
B
Massachusetts 6/3/2022
B
Wyoming 2/22/2022
B
New York 2/8/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
200 South Biscayne Boulevard Suite 1100, Miami, FL 33131
Registered with this firm since 2/9/2022
B
MORGAN STANLEY (CRD#:149777)
200 South Biscayne Boulevard Suite 1100, Miami, FL 33131
Registered with this firm since 2/8/2022
Previous Registration(s)
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IA
 04/16/2015 - 02/11/2022 UBS FINANCIAL SERVICES INC. (CRD#:8174) MIAMI, FL
B
 04/14/2015 - 02/11/2022 UBS FINANCIAL SERVICES INC. (CRD#:8174) MIAMI, FL
IA
 02/12/2015 - 04/07/2015 WUNDERLICH SECURITIES, INC. (CRD#:2543) Miami, FL
B
 01/21/2015 - 04/07/2015 WUNDERLICH SECURITIES, INC. (CRD#:2543) Miami, FL
IA
 11/17/2014 - 01/26/2015 DOMINICK & DOMINICK LLC (CRD#:7344) MIAMI, FL
B
 11/05/2014 - 01/26/2015 DOMINICK & DOMINICK LLC (CRD#:7344) MIAMI, FL
IA
 10/13/2011 - 10/24/2014 HSBC SECURITIES (USA) INC. (CRD#:19585) MIAMI, FL
B
 07/18/2011 - 10/24/2014 HSBC SECURITIES (USA) INC. (CRD#:19585) MIAMI, FL
IA
 09/21/2009 - 07/05/2011 RBC CAPITAL MARKETS, LLC (CRD#:31194) MIAMI, FL
B
 06/15/2009 - 07/05/2011 RBC CAPITAL MARKETS, LLC (CRD#:31194) MIAMI, FL
B
 01/23/2009 - 03/23/2009 STANFORD GROUP COMPANY (CRD#:39285) MIAMI, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.