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IAN JEFFREY STERN
CRD#: 4799780
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 3 Embarcadero Ctr Ste 1350
San Francisco, CA 94111
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2008 - 2010 (1 year)2 FIRMS2010 - 2023 (13 years)2 FIRMS2023 - Present (1 year)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2004 - 2007 (3 years)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2005 - 2007 (1 year)
License(s)

State Registrations

B
California 11/3/2023

IA
California 11/3/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3 Embarcadero Ctr Ste 1350, San Francisco, CA 94111
Registered with this firm since 11/3/2023

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3 Embarcadero Ctr Ste 1350, San Francisco, CA 94111
Registered with this firm since 11/3/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/05/2010 - 11/03/2023 COMERICA SECURITIES (CRD#:17079) SAN FRANCISCO, CA
B
05/05/2010 - 11/03/2023 COMERICA SECURITIES (CRD#:17079) SAN FRANCISCO, CA
IA
06/12/2008 - 04/27/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN JOSE, CA
B
06/12/2008 - 04/27/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN JOSE, CA
IA
12/15/2005 - 06/21/2007 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
B
06/18/2004 - 06/21/2007 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.