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Detailed Report
STANLEY HOWARD BARKER
CRD#: 4799696
IA
Investment Adviser
B
Broker
VOYA RETIREMENT ADVISORS, LLCCRD#: 3989 Brookfield, WI
VOYA FINANCIAL PARTNERS, LLCCRD#: 34815 Brookfield, WI
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2019 (14 years)IAVOYA RETIREMENT ADVISORS, LLC (CRD# 3989)2023 - Present (1 year)BVOYA FINANCIAL PARTNERS, LLC (CRD# 34815)2019 - Present (5 years)BPRINCIPAL FUNDS DISTRIBUTOR, INC. (CRD# 43261)2007 - 2008 (1 year)IAVOYA FINANCIAL PARTNERS, LLC (CRD# 34815)2019 - 2023 (4 years)
License(s)

State Registrations

B
Wisconsin 6/17/2019
IA
Wisconsin 7/10/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VOYA RETIREMENT ADVISORS, LLC (CRD#:3989)
Brookfield, WI
Registered with this firm since 7/10/2023
B
VOYA FINANCIAL PARTNERS, LLC (CRD#:34815)
Brookfield, WI
Registered with this firm since 6/17/2019
Previous Registration(s)
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IA
 06/17/2019 - 07/18/2023 VOYA FINANCIAL PARTNERS, LLC (CRD#:34815) WINDSOR, CT
IA
 09/06/2004 - 02/05/2019 PRINCIPAL SECURITIES, INC. (CRD#:1137) MILWAUKEE, WI
B
 09/06/2004 - 02/05/2019 PRINCIPAL SECURITIES, INC. (CRD#:1137) MILWAUKEE, WI
B
 04/30/2007 - 09/22/2008 PRINCIPAL FUNDS DISTRIBUTOR, INC. (CRD#:43261) DES MOINES, IA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.