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Detailed Report
KEVIN JOHN GIERALTOWSKI
CRD#: 4798805
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 68 S SERVICE RD STE 200
MELVILLE, NY 11747
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2015 - Present (10 years)BOPPENHEIMER & CO. INC. (CRD# 249)2011 - 2015 (3 years)BDAVID LERNER ASSOCIATES, INC. (CRD# 5397)2004 - 2011 (7 years)IAOPPENHEIMER & CO. INC. (CRD# 249)2012 - 2015 (2 years)
Disclosure(s)
View By:
4/22/2013
Customer Dispute
Settled
11/8/2001
Criminal
Final Disposition
License(s)

State Registrations

B
California 11/20/2017
B
New Jersey 4/2/2015
B
Colorado 4/2/2015
IA
New Jersey 4/2/2015
B
Connecticut 4/2/2015
B
New York 4/2/2015
B
Delaware 10/6/2023
IA
New York 10/26/2021
B
Florida 4/7/2015
B
North Carolina 4/2/2015
B
Georgia 5/30/2017
B
Pennsylvania 7/1/2024
B
Illinois 4/10/2015
B
South Carolina 1/3/2019
B
Maryland 4/2/2015
B
Virginia 10/26/2023
B
Nevada 9/6/2018

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
68 S SERVICE RD STE 200, MELVILLE, NY 11747
Kings Park, NY
Registered with this firm since 4/2/2015
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
68 S SERVICE RD STE 200, MELVILLE, NY 11747
Kings Park, NY
Registered with this firm since 4/2/2015
Previous Registration(s)
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IA
 06/13/2012 - 04/07/2015 OPPENHEIMER & CO. INC. (CRD#:249) JERICHO, NY
B
 10/05/2011 - 04/07/2015 OPPENHEIMER & CO. INC. (CRD#:249) JERICHO, NY
B
 07/26/2004 - 10/19/2011 DAVID LERNER ASSOCIATES, INC. (CRD#:5397) SYOSSET, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.