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BENJAMIN THOMAS PETTIGREW
BENJAMIN PETTIGREW
CRD#: 4798476
IA
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REDWOOD PARK ADVISORSCRD#: 307958 3 TWIN DOLPHIN DRIVE
SUITE 210
REDWOOD CITY, CA 94065
SUITE 210
REDWOOD CITY, CA 94065
0
Disclosures
20
Years of Experience
View By:
State Registrations
IA
California 6/29/2020
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Texas 10/1/2021
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Registered with this firm since 6/29/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/25/2012 - 07/02/2020 | REDWOOD CITY, CA | |
B | 05/24/2012 - 07/02/2020 | REDWOOD CITY, CA | |
IA | 09/22/2009 - 05/16/2012 | PALO ALTO, CA | |
B | 06/01/2009 - 05/16/2012 | PALO ALTO, CA | |
B | 04/02/2007 - 06/01/2009 | PALO ALTO, CA | |
B | 02/16/2007 - 04/02/2007 | PALO ALTO, CA | |
B | 01/10/2007 - 02/22/2007 | EAST PALO ALTO, CA | |
B | 02/15/2006 - 01/10/2007 | SAN JOSE, CA | |
B | 05/27/2004 - 07/08/2005 | OAKDALE, MN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.