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Detailed Report
JEFFREY ALLEN BORROWMAN
JEFFREY BORROWMAN
CRD#: 4796004
IA
Investment Adviser
B
Broker
HORNOR, TOWNSEND & KENT, LLCCRD#: 4031 161 Washington St
Suite 1111
Conshohocken, PA 19428
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2005 (1 year)2 FIRMS2006 - 2011 (4 years)2 FIRMS2011 - 2011 (<1 year)2 FIRMS2011 - 2014 (3 years)2 FIRMS2015 - Present (10 years)
License(s)

State Registrations

B
Pennsylvania 6/15/2020
IA
Pennsylvania 6/16/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HORNOR, TOWNSEND & KENT, LLC (CRD#:4031)
161 Washington St Suite 1111, Conshohocken, PA 19428
Registered with this firm since 1/26/2015
B
HORNOR, TOWNSEND & KENT, LLC (CRD#:4031)
161 Washington St Suite 1111, Conshohocken, PA 19428
Registered with this firm since 1/9/2015
Previous Registration(s)
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IA
 11/30/2011 - 12/19/2014 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) BOISE, ID
B
 11/30/2011 - 12/19/2014 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) BOISE, ID
IA
 01/03/2011 - 12/02/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) WEISER, ID
B
 01/03/2011 - 12/02/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) WEISER, ID
IA
 04/10/2006 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) NAMPA, ID
B
 04/10/2006 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) NAMPA, ID
IA
 11/11/2004 - 08/30/2005 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) NAMPA, ID
B
 07/28/2004 - 08/30/2005 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.