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NICHOLAS MEDLAND STELL
CRD#: 4795790
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1 NORTH WACKER DRIVE
32ND & 33RD
CHICAGO, IL 60606
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2005 - Present (19 years)
Disclosure(s)
View By:
6/29/1997
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 1/8/2010

B
Montana 1/8/2010

B
Alaska 1/8/2010

B
Nebraska 1/14/2010

B
Arizona 1/28/2010

B
Nevada 1/20/2010

B
Arkansas 1/11/2010

B
New Hampshire 1/12/2010

B
California 1/13/2010

B
New Jersey 1/8/2010

B
Colorado 1/11/2010

B
New Mexico 1/8/2010

B
Connecticut 1/15/2010

B
New York 1/8/2010

B
Delaware 1/11/2010

B
North Carolina 1/19/2010

B
District of Columbia 1/15/2010

B
North Dakota 1/8/2010

B
Florida 1/14/2010

B
Ohio 1/12/2010

B
Georgia 1/13/2010

B
Oklahoma 1/26/2010

B
Hawaii 1/13/2010

B
Oregon 1/8/2010

B
Idaho 1/8/2010

B
Pennsylvania 1/8/2010

IA
Illinois 11/21/2005

B
Puerto Rico 1/8/2010

B
Illinois 11/22/2005

B
Rhode Island 1/8/2010

B
Indiana 1/8/2010

B
South Carolina 1/8/2010

B
Iowa 1/11/2010

B
South Dakota 1/8/2010

B
Kansas 1/8/2010

B
Tennessee 1/15/2010

B
Kentucky 1/8/2010

B
Texas 1/20/2010

B
Louisiana 1/21/2010

B
Utah 1/12/2010

B
Maine 1/8/2010

B
Vermont 1/11/2010

B
Maryland 1/12/2010

B
Virgin Islands 1/13/2010

B
Massachusetts 1/8/2010

B
Virginia 1/13/2010

B
Michigan 11/12/2020

B
Washington 1/8/2010

B
Minnesota 1/8/2010

B
West Virginia 1/11/2010

B
Mississippi 1/19/2010

B
Wisconsin 1/8/2010

B
Missouri 1/11/2010

B
Wyoming 1/8/2010

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1 NORTH WACKER DRIVE 32ND & 33RD, CHICAGO, IL 60606
Registered with this firm since 11/21/2005

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1 NORTH WACKER DRIVE 32ND & 33RD, CHICAGO, IL 60606
Registered with this firm since 1/27/2005

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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.