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Detailed Report
DANIEL PAUL CAVISE
CRD#: 4794900
IA
Investment Adviser
B
Broker
GLADSTONE WEALTH PARTNERSCRD#: 250787 10 BROAD STREET
SUITE 202
Red Bank, NJ 07701
LPL FINANCIAL LLCCRD#: 6413 10 BROAD ST., SUITE 202
RED BANK, NJ 07701
Registration History
200620082010201220142016201820202022202420262 FIRMS2007 - 2008 (<1 year)2 FIRMS2015 - 2016 (<1 year)2 FIRMS2016 - Present (8 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2008 - 2015 (7 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2005 - 2006 (1 year)IAROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2009 - 2015 (6 years)
License(s)

State Registrations

B
California 4/29/2016
B
New Hampshire 7/25/2024
B
Connecticut 3/28/2024
B
New Jersey 4/29/2016
B
Delaware 10/12/2022
IA
New Jersey 5/12/2016
B
District of Columbia 9/21/2017
B
New York 4/29/2016
B
Florida 4/29/2016
B
North Carolina 4/29/2016
B
Georgia 4/29/2016
B
Oregon 1/25/2021
B
Illinois 11/23/2020
B
Pennsylvania 1/4/2017
B
Maine 1/25/2021
B
Texas 1/8/2021
B
Maryland 4/29/2016
B
Virginia 4/29/2016
B
Massachusetts 3/27/2017
B
Washington 2/20/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GLADSTONE WEALTH PARTNERS (CRD#:250787)
10 BROAD STREET SUITE 202, Red Bank, NJ 07701
Registered with this firm since 5/12/2016
B
LPL FINANCIAL LLC (CRD#:6413)
10 BROAD ST., SUITE 202, RED BANK, NJ 07701
FAIR HAVEN, NJ
Registered with this firm since 4/29/2016
Previous Registration(s)
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IA
 08/28/2015 - 05/11/2016 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) FAIR HAVEN, NJ
B
 08/28/2015 - 05/04/2016 FIRST ALLIED SECURITIES, INC. (CRD#:32444) Fair Haven, NJ
IA
 01/29/2009 - 09/01/2015 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) GARDEN CITY, NY
B
 01/15/2008 - 09/01/2015 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) GARDEN CITY, NY
IA
 03/02/2007 - 01/11/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RED BANK, NJ
B
 03/01/2007 - 01/11/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RED BANK, NJ
B
 08/10/2005 - 10/03/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) WASHINGTON, DC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.