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Detailed Report
LUCAS B GUNNELLS
LUCAS BENJAMIN GUNNELLS
CRD#: 4794147
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 FAIRHOPE, AL
Registration History
200420062008201020122014201620182020202220242026IAPARK AVENUE SECURITIES LLC (CRD# 46173)2020 - Present (4 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2015 - Present (10 years)BGUARDIAN INVESTOR SERVICES LLC (CRD# 6635)2009 - 2015 (6 years)BPLANCO FINANCIAL SERVICES, LLC (CRD# 8326)2006 - 2008 (2 years)BAMSOUTH INVESTMENT SERVICES, INC. (CRD# 15692)2004 - 2006 (2 years)
License(s)

State Registrations

B
Alabama 3/31/2015
B
Michigan 2/12/2020
IA
Alabama 6/22/2020
IA
Michigan 6/22/2020
B
Arkansas 3/15/2018
B
Ohio 2/12/2020
IA
Arkansas 6/22/2020
IA
Ohio 6/22/2020
B
Florida 3/31/2015
B
Oklahoma 2/2/2018
IA
Florida 6/23/2020
IA
Oklahoma 6/22/2020
B
Illinois 2/12/2020
B
Pennsylvania 2/12/2020
IA
Illinois 6/22/2020
IA
Pennsylvania 6/22/2020
B
Indiana 2/12/2020
B
Texas 3/31/2015
IA
Indiana 6/22/2020
IA
Texas 6/22/2020
B
Kentucky 2/12/2020
B
West Virginia 2/12/2020
IA
Kentucky 6/22/2020
IA
West Virginia 6/29/2020
B
Louisiana 3/31/2015
B
Wisconsin 2/12/2020
IA
Louisiana 6/22/2020
IA
Wisconsin 6/22/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
FAIRHOPE, AL
Registered with this firm since 6/22/2020
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
FAIRHOPE, AL
Registered with this firm since 3/31/2015
Previous Registration(s)
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B
 01/20/2009 - 03/31/2015 GUARDIAN INVESTOR SERVICES LLC (CRD#:6635) NEW YORK, NY
B
 08/01/2006 - 12/15/2008 PLANCO FINANCIAL SERVICES, LLC (CRD#:8326) HARTFORD, CT
B
 05/18/2004 - 07/31/2006 AMSOUTH INVESTMENT SERVICES, INC. (CRD#:15692) BIRMINGHAM, AL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.