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DANIEL LITCHFIELD
DAN RYAN LITCHFIELD MR, DAN LITCHFIELD, DANIEL LITCHFIELD MR
CRD#: 4794006
IA
B
WELLS FARGO ADVISORSCRD#: 11025 5201 AMELIA EARHART DR
SALT LAKE CITY, UT 84116
SALT LAKE CITY, UT 84116
0
Disclosures
20
Years of Experience
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State Registrations
B
Arkansas 7/26/2019
B
Utah 6/12/2015
B
Massachusetts 7/26/2019
IA
Utah 6/23/2015
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 6/23/2015
IA
Registered with this firm since 6/23/2015
B
Registered with this firm since 6/12/2015
B
Registered with this firm since 6/12/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 05/28/2015 | SOUTH JORDAN, UT | |
B | 06/01/2009 - 05/28/2015 | SOUTH JORDAN, UT | |
IA | 04/02/2007 - 06/01/2009 | SOUTH JORDAN, UT | |
B | 04/02/2007 - 06/01/2009 | SOUTH JORDAN, UT | |
IA | 09/21/2004 - 04/02/2007 | WEST VALLEY, UT | |
B | 06/07/2004 - 04/02/2007 | WEST VALLEY, UT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.