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JASON WESLEY JONES
JASON JONES
CRD#: 4793684
IA
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MORGAN STANLEYCRD#: 149777 1200 Lenox Drive
Suite 300
Lawrenceville, NJ 08648
Suite 300
Lawrenceville, NJ 08648
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11/7/1999
Criminal
Final Disposition
State Registrations
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Alabama 2/22/2022
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Nevada 8/12/2019
B
Arizona 1/16/2018
B
New Hampshire 6/1/2009
B
Arkansas 2/14/2018
B
New Jersey 6/1/2009
B
California 6/1/2009
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New Jersey 6/1/2009
B
Colorado 8/28/2015
B
New Mexico 4/6/2016
B
Connecticut 6/1/2009
B
New York 6/1/2009
B
Delaware 4/13/2017
B
North Carolina 7/28/2009
B
District of Columbia 9/11/2019
B
Ohio 10/5/2009
B
Florida 6/1/2009
B
Oregon 6/1/2009
B
Georgia 9/14/2017
B
Pennsylvania 6/1/2009
B
Illinois 6/1/2009
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Pennsylvania 2/10/2022
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Indiana 2/14/2018
B
Rhode Island 1/4/2024
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Maine 11/22/2013
B
South Carolina 7/22/2009
B
Maryland 6/1/2009
B
Texas 6/1/2009
B
Massachusetts 6/1/2009
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Texas 6/1/2009
B
Michigan 5/18/2021
B
Vermont 2/3/2021
B
Minnesota 11/21/2014
B
Virginia 6/1/2009
B
Mississippi 11/17/2021
B
Washington 10/19/2016
B
Missouri 8/20/2018
B
West Virginia 5/21/2021
B
Montana 8/28/2019
B
Wisconsin 2/16/2018
B
Nebraska 6/1/2009
SRO Registrations
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Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | LAWRENCEVILLE, NJ | |
B | 04/02/2007 - 06/01/2009 | LAWRENCEVILLE, NJ | |
IA | 02/07/2007 - 04/02/2007 | LAWRENCEVILLE, NJ | |
B | 02/06/2007 - 04/02/2007 | LAWRENCEVILLE, NJ | |
IA | 06/09/2005 - 09/20/2006 | ISELIN, NJ | |
B | 05/31/2005 - 09/20/2006 | ISELIN, NJ | |
IA | 09/28/2004 - 05/05/2005 | PENNINGTON, NJ | |
B | 11/03/2004 - 05/05/2005 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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