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DEVON TAYLOR WARD SHARRAH
DEVON TAYLOR WARD
CRD#: 4793647
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 333 TEXAS STREET
SUITE 175
SHREVEPORT, LA 71101
SUITE 175
SHREVEPORT, LA 71101
0
Disclosures
20
Years of Experience
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State Registrations
B
Arkansas 3/12/2019
IA
Louisiana 2/13/2013
B
Georgia 3/12/2019
B
Texas 3/12/2019
B
Louisiana 2/13/2013
SRO Registrations
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B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 2/13/2013
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Registered with this firm since 2/13/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/13/2007 - 02/13/2013 | SHREVEPORT, LA | |
B | 02/13/2007 - 02/13/2013 | SHREVEPORT, LA | |
B | 10/08/2004 - 02/13/2007 | SHREVEPORT, LA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.