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MITRA NOSRATI KATZ
MITRA KATZ
CRD#: 4792515
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6001 TOPANGA CANYON BLVD
WOODLAND HILLS, CA 91367
Registration History
20062008201020122014201620182020202220242 FIRMS2021 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2016 - 2021 (4 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2014 (7 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2005 - 2007 (1 year)
License(s)

State Registrations

B
California 9/24/2021

IA
California 11/5/2021

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6001 TOPANGA CANYON BLVD, WOODLAND HILLS, CA 91367
Registered with this firm since 11/5/2021

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6001 TOPANGA CANYON BLVD, WOODLAND HILLS, CA 91367
Registered with this firm since 9/24/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/12/2016 - 05/26/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) TARZANA, CA
B
05/29/2007 - 12/05/2014 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) STUDIO CITY, CA
B
08/29/2005 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) NORTHRIDGE, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.