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Detailed Report
JULIE ANN MARTINEZ
JULIE ANN MAYSE
CRD#: 4791821
IA
Investment Adviser
B
Broker
NEXT FINANCIAL GROUP, INC.CRD#: 46214 11740 KATY FREEWAY
SUITE 600
HOUSTON, TX 77079
Registration History
200620082010201220142016201820202022202420262 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - Present (14 years)BSTANFORD GROUP COMPANY (CRD# 39285)2005 - 2009 (3 years)IAVISIONARY ASSET MANAGEMENT (CRD# 147304)2013 - 2019 (6 years)IAALPHASOURCE INVESTMENT COUNSEL... (CRD# 144857)2013 - 2013 (<1 year)IASTANFORD GROUP COMPANY (CRD# 39285)2008 - 2009 (<1 year)IASTANFORD CAPITAL MANAGEMENT, LLC (CRD# 141553)2008 - 2008 (<1 year)IASTANFORD GROUP COMPANY (CRD# 39285)2005 - 2008 (2 years)
License(s)

State Registrations

B
Texas 11/11/2010
IA
Texas 11/11/2010

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NEXT FINANCIAL GROUP, INC. (CRD#:46214)
11740 KATY FREEWAY SUITE 600, HOUSTON, TX 77079
11740 KATY FREEWAY SUITE 600, HOUSTON, TX 77079
Registered with this firm since 11/11/2010
B
NEXT FINANCIAL GROUP, INC. (CRD#:46214)
11740 KATY FREEWAY SUITE 600, HOUSTON, TX 77079
11740 KATY FREEWAY SUITE 600, HOUSTON, TX 77079
Registered with this firm since 11/11/2010
Previous Registration(s)
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 02/19/2013 - 04/01/2019 VISIONARY ASSET MANAGEMENT (CRD#:147304) HOUSTON, TX
IA
 02/19/2013 - 07/01/2013 ALPHASOURCE INVESTMENT COUNSEL, INC (CRD#:144857) HOUSTON, TX
IA
 10/06/2009 - 10/22/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) HOUSTON, TX
B
 10/06/2009 - 10/22/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) HOUSTON, TX
IA
 11/07/2008 - 03/09/2009 STANFORD GROUP COMPANY (CRD#:39285) HOUSTON, TX
B
 07/26/2005 - 03/09/2009 STANFORD GROUP COMPANY (CRD#:39285) HOUSTON, TX
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 04/30/2008 - 11/07/2008 STANFORD CAPITAL MANAGEMENT, LLC (CRD#:141553) HOUSTON, TX
IA
 12/21/2005 - 04/30/2008 STANFORD GROUP COMPANY (CRD#:39285) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.