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Detailed Report
IAN JASON SEEBACHAN
I. JASON SEEBACHAN, IAN J SEEBACHAN, JASON I. SEEBACHAN, JASON SEEBACHAN
CRD#: 4791271
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 14401 SWEITZER LN
FL 4
LAUREL, MD 20707
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 14401 SWEITZER LN
FL 4
LAUREL, MD 20707
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2009 (5 years)2 FIRMS2009 - 2012 (3 years)IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - Present (8 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2012 - Present (12 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2012 - 2016 (4 years)
Disclosure(s)
View By:
10/31/2013
Customer Dispute
Denied
7/11/2013
Customer Dispute
Denied
License(s)

State Registrations

B
California 5/1/2018
B
New Jersey 10/20/2015
B
Connecticut 10/14/2020
B
New York 5/1/2018
B
Delaware 10/25/2012
B
North Carolina 5/2/2018
B
District of Columbia 8/21/2012
B
Ohio 11/15/2018
B
Florida 6/24/2015
B
Pennsylvania 11/8/2017
B
Georgia 5/1/2018
B
Tennessee 3/7/2022
B
Illinois 12/8/2015
B
Texas 6/23/2021
B
Maryland 8/21/2012
B
Vermont 3/1/2023
IA
Maryland 8/31/2016
B
Virginia 8/21/2012
B
Massachusetts 10/15/2018
B
West Virginia 6/7/2019
B
Michigan 11/8/2017
B
Wisconsin 10/19/2020
B
Mississippi 1/26/2017
B
Wyoming 8/7/2020
B
Missouri 5/17/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
14401 SWEITZER LN FL 4, LAUREL, MD 20707
Registered with this firm since 8/31/2016
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
14401 SWEITZER LN FL 4, LAUREL, MD 20707
QUEENSTOWN, MD
Registered with this firm since 8/21/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/21/2012 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) WASHINGTON, DC
IA
 07/15/2009 - 08/20/2012 HSBC SECURITIES (USA) INC. (CRD#:19585) WASHINGTON, DC
B
 07/15/2009 - 08/20/2012 HSBC SECURITIES (USA) INC. (CRD#:19585) WASHINGTON, DC
IA
 06/25/2004 - 07/08/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WASHINGTON, DC
B
 06/11/2004 - 07/08/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WASHINGTON, DC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.